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SW Financial | MEMBER FINRA / SIPC/ MSRB | New York

SW Financial is an independent brokerage and investment bank that offers an array of investment products and services to private clients, small businesses, institutions and corporations.

https://www.sw-financial.com/ 

Salomon Whitney Financial Login

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Salomon Whitney LLC - Company Profile and News - Bloomberg ...

Salomon Whitney LLC operates as a brokerage firm. The Company focuses on the business of buying and selling securities such as stocks, bonds, mutual funds, and certain other investment products.

https://www.bloomberg.com/profile/co... 

About Us | SW Financial | New York

In the unlikely event of business disruption, our firm intends to continue to conduct business. Should our clients become unable to contact us at our primary numbers, you may contact the firm using our secondary contact information: 800.997.1150. ...

https://www.sw-financial.com/about-u... 

About Us | SW Financial | New York

About Us | SW Financial | New York

https://www.sw-financial.com/about-u... 

About Us | SW Financial | New York

About Us | SW Financial | New York

https://www.sw-financial.com/about-u... 

About Us | SW Financial | New York

About Us | SW Financial | New York

https://www.sw-financial.com/about-u... 

SW Financial | MEMBER FINRA / SIPC/ MSRB | New York

SW Financial | MEMBER FINRA / SIPC/ MSRB | New York

https://www.sw-financial.com/ 

Salomon Whitney LLC Company Profile | Melville, NY ...

Salomon Whitney LLC has 5 total employees across all of its locations and generates $1.03 million in sales (USD). D&B Hoovers provides sales leads and sales intelligence data on over 120 million companies like Salomon Whitney LLC around the wo...

https://www.dnb.com/business-directo... 

BrokerCheck - Find a broker, investment or financial advisor

(SALOMON WHITNEY FINANCIAL,SALOMON WHITNEY LLC,SW FINANCIAL) CRD#: {{ vm.item.firmId }}{{ vm.item.getSECNumberForDisplay() }} B. MAIN ADDRESS. Relationship Summary. For details of these disclosures refer to the Detailed Report. Other Registrations...

https://brokercheck.finra.org/firm/s... 

BrokerCheck - Find a broker, investment or financial advisor

(SALOMON WHITNEY FINANCIAL,SALOMON WHITNEY LLC,SW FINANCIAL) CRD#: 145012/SEC#: 8-67688. B. Brokerage Firm Regulated by FINRA (Long Island district office) MAIN ADDRESS. 1295 WALT WHITMAN RD. SUITE A. MELVILLE, NY 11747 UNITED STATES. Relationship...

https://brokercheck.finra.org/Firm/1... 

Has Christopher Fernan (Salomon Whitney Financial) Cause ...

Jan 22, 2021  · If you have questions about Salomon Whitney Financial, Rockwell Global Capital, LLC and/or Christopher Fernan, and the management or performance of your accounts, please contact Attorney Pearce for a free initial con...

https://www.secatty.com/investigatio... 

Investors Accuse SW Financial Of Misrepresentation ...

Dec 18, 2019  · Christopher Anthony Fernan of Melville New York a stockbroker formerly registered with Salomon Whitney Financial is referenced in a customer initiated investment related written complaint on November 27, 2018 where t...

https://securitiesarbitrations.com/c... 

Has Shawn Burns Caused You Financial Loss? (Salomon ...

Mar 05, 2021  · Shawn Burns ( CRD #3138114) who was formerly registered with Salomon Whitney Financial and located in Farmingdale, New York is a subject of one of our many securities industry sales practice abuse investigations. Sha...

https://www.secatty.com/investigatio... 

Salomon Whitney Sued by Customer In FINRA Arbitration ...

Jan 26, 2017  · But Salomon Whitney Financial is a brokerage firm with a fancy sounding name located lovely Farmingdale, New York, and founded by a Thomas Diamante, whom himself appears to have been associated with eight securities ...

https://securitiesarbitrations.com/s... 

Salomon Whitney Fined By FINRA For Failure To Supervise ...

Jul 08, 2014  · Salomon Whitney LLC of Farmingdale, New York consented to, but did not admit to or deny, the described sanctions and to the entry of the Financial Industry Regulatory Authority’s (FINRA) findings that it failed to ...

https://www.investorsrights.com/salo... 

Salomon Whitney's Shawn Evan Burns faces FINRA arbitration ...

Jan 13, 2015  · Overall, Shawn Evan Burns has received 12 customer complaints since 2001, has been terminated from one broker-dealer firm and has been the subject of at least five financial judgments or liens. Shawn Evan Burns has b...

https://stopbrokerfraud.com/2015/01/... 

Salmon Whitney Chief Operating Officer Fined By FINRA ...

Dec 23, 2017  · Gary Bruce Weiss, of Farmingdale, New York, a chief operating officer formerly registered with Salomon Whitney Financial, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory...

https://securitiesarbitrations.com/s... 

Salomon Whitney Financial Archives - Securities ...

Investors Sue Salomon Whitney For Churning. Ahmad Wares (also known as Kevin Wares) of Melville New York a stockbroker formerly registered with Salomon Whitney Financial is the subject of a customer initiated investment related arbitration claim i...

https://securitiesarbitrations.com/t... 

Salomon Whitney Financial Advisor Christopher Fernan ...

Dec 17, 2020  · If you are concerned about investments with Christopher Fernan and Salomon Whitney Financial, the securities attorneys at The White Law Group may be able to help you. For a free consultation with an attorney, please ...

https://www.whitesecuritieslaw.com/s... 

RICHARD COLEMAN Suspended After Excessive Trading ...

Aug 12, 2019  · Richard Coleman was a financial advisor and registered representative of Salomon Whitney Financial (SW Financial) from February 2016 to March 2017 and again from May 2018 to March 2019. Coleman was also affiliated wi...

https://www.israelsneuman.com/richar... 

Salomon Whitney Financial Stockbroker Fired | Securities ...

Christopher Anthony Fernan, of Melville, New York, a stockbroker registered with Salomon Whitney Financial, was terminated from employment on February 17, 2017, based upon allegations that he entered into an unauthorized loan arrangement with a fi...

https://securitiesarbitrations.com/s... 

Has Melvin Payne (PHX Financial, Inc.) Cause You Investor ...

Jan 12, 2021  · If you have questions about PHX Financial, Inc., Garden State Securities, Inc., Salomon Whitney Financial, Aegis Capital Corp. and/or Melvin Payne and the management or performance of your accounts, please contact At...

https://www.secatty.com/investigatio... 

Christopher Fernan, Formerly of Salomon Whitney Financial ...

Oct 23, 2020  · Christopher Fernan (CRD#: 5896584) was previously registered as a broker with Salomon Whitney Financial from 2015 until 2017 and with Rockwell Global Capital from 2014 until 2015. On October 19, 2020, Fernan was barr...

https://www.sonnlaw.com/broker-inves... 

Warning to Investors: Former Salomon Whitney Financial ...

Jun 09, 2018  · There are options for customers of former Salomon Whitney Financial financial advisor Douglas Leone (CRD# 2453784) regarding unsuitable recommendations and excessive trading involving multiple customers. Leone was re...

https://www.erezlaw.com/douglas-leon... 

Has Douglas Leone (Salomon Whitney Financial)

Feb 04, 2021  · If you have questions about Salomon Whitney Financial and/or Douglas Leone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at ...

https://www.secatty.com/investigatio... 

WARNING! Advisor Christopher Fernan BARRED - Melville, NY

Oct 20, 2020  · Christopher Fernan was a financial advisor and registered representative of Salomon Whitney Financial from December 2015 to February 2017. He worked in a branch office in Melville, New York. Fernan has also been the ...

https://www.israelsneuman.com/christ... 

Has Lawrence Fawcett (WestPark Capital, Inc) Cause You ...

Jan 13, 2021  · If you have questions about Westpark Capital, Inc., Salomon Whitney Financial, SW Financial, and/or Lawrence Fawcett and the management or performance of your accounts, please contact Attorney Pearce for a free initi...

https://www.secatty.com/investigatio... 

SW Financial - Financial Services Firm - BrightScope ...

Contact SW Financial or view SW Financial's ratings, investment advice, financial planning and insurance services, and get detailed information on their fees, advisors, licenses and history , and ask one of our 42 advisors a question.

https://www.brightscope.com/financia... 

FINRA Suspends Michael Oromaner | Securities Lawyer

Jan 25, 2020  · Oromaner Allegedly Negligent By Trading In Salomon Whitney Financial Client’s Account. Evidently, a client of Salomon Whitney Financial contested Michael Oromaner’s actions by filing FINRA Arbitration #: 18-01055...

https://www.securitieslawyer.com/mic... 

DENNIS HAYES Barred from Securities Industry - Charlotte ...

Dennis Hayes was a financial advisor and registered representative of Newbridge Securities Corp. from February 2010 to September 2016. He also was affiliated with Salomon Whitney Financial in April 2017. He worked at branch offices in Charlotte, N...

https://www.israelsneuman.com/dennis... 

Feds Finally Find Financial Fraud Cases Small Enough to ...

Sep 08, 2011  · Let's be clear: It is a good thing that the Financial Industry Regulatory Authority has gone after firms who screwed over particular little guys.As Dow Jones reported:. The cases resulted from a ...

https://www.cbsnews.com/news/feds-fi... 

Dennis Hayes Was Permitted to Resign From a Former ...

May 26, 2017  · In September 2016 he was “permitted to resign” from his position at Salomon Whitney Financial following allegations of selling away and private securities transactions, as well as the fact that he “had little o...

https://securitieslawattorneys.net/d... 

WARNING! Impending Investigation - MICHAEL OROMANER ...

Nov 30, 2017  · If you have lost money with Michael Oromaner and Salomon Whitney Financial and want to hear about ALL legal options, please visit https://www.israelsneuman.com or call us at 720-599-3505. Israels & Neuman, PLC is...

https://www.israelsneuman.com/michae... 

Former Salomon Whitney Financial broker Douglas Leone ...

Douglas Leone worked for Salomon Whitney Financial in Melville, New York from 2013 to 2017. Douglas Leone was previously associated with Newport Coast Securities (2008-2013), Basic Investors (2005-2008), Joseph Stevens & Company (2002-2005), a...

https://www.fishmansecuritieslawyers... 

Michael Ruffini - Intern - Salomon Whitney Financial ...

Salomon Whitney Financial. May 2021 - Present1 month. 1295 Walt Whitman Road, Melville, NY 11747.

https://www.linkedin.com/in/michael-... 

SHAWN BURNS Allegedly Made Unauthorized Trades ...

Jun 09, 2020  · Salomon Whitney Financial Client Indicates Shawn Burns Was Negligent. Apparently, on September 20, 2018, a Salomon Whitney Financial client filed FINRA Arbitration Claim #: 18-03247 about Shawn Burns. Supposedly, Bur...

https://www.securitieslawyer.com/sha... 

Salomon Whitney's Douglas A. Leone faces FINRA complaint

Mar 24, 2015  · Current Salomon Whitney Financial broker, Douglas A. Leone, has been named in a FINRA Enforcement complaint. In that complaint, the customer alleges that Mr. Leone alleges he excessively traded and churned customer...

https://stopbrokerfraud.com/2015/03/... 

Investor Alert – Douglas Anthony Leone and Salomon Whitney ...

Mar 25, 2019  · If you have suffered investment losses as a result of the malpractice or misconduct of Douglas Leone and/or Salomon Whitney Financial, our experienced team of securities attorneys may be able to assist you in recover...

http://securities.mikameyers.com/inv... 

Douglas Leone Sanctioned Again By FINRA | Securities Lawyer

Aug 31, 2020  · S W Financial Broker Douglas Leone Sanctioned Again By Financial Watchdog. The Financial Industry Regulatory Authority (“FIRNA”) announced that it again sanctioned Salomon Whitney Financial securities broker Doug...

https://www.securitieslawyer.com/dou... 

Christopher A. Fernan Broker Investigation |The White Law ...

Jan 02, 2020  · Financial Advisor Christopher A. Fernan, Salomon Whitney Financial in Melville, NY Are you concerned about investments with Christopher A. Fernan in Melville, NY? If so, the securities attorneys at The White Law Grou...

https://www.whitesecuritieslaw.com/c... 

Douglas Leone of Salomon Whitney LLC — Securities ...

Jan 14, 2019  · Douglas Leone (CRD #2453784) has been employed with Salomon Whitney Financial since March 2013. Previous employment includes Newport Coast Securities, Inc. from October 2008 to March 2013 and Basic Investors Inc. fro...

https://www.silverlaw.com/blog/dougl... 

BrokerCheck - Find a broker, investment or financial advisor

1985 1990 1995 2000 2005 2010 2015 2020 b salomon whitney financial (crd# 145012) 2015 - 2017 (1 year) b rockwell global capital llc (crd# 142485) 2014 - 2015 (1 year) b freedom investors corp. (crd# 23714) 2013 - 2014 (1 year) b global arena capi...

https://brokercheck.finra.org/Indivi... 

Christopher Fernan Investor Alert | ChapmanAlbin

Nov 18, 2020  · Former Salomon Whitney registered representative Christopher Fernan recently consented to a bar from associating with member firms of the Financial Industry Regulatory Authority (FINRA) for failing to cooperate in a ...

https://chapmanalbin.com/investor-al... 

Shawn Burns Received Twelve Customer Complaints ...

Jan 06, 2017  · In June 2016 a customer alleged he, while employed at Salomon Whitney Financial, used margin without authorization. The complaint settled for $12,500. In May 2016 a customer alleged he, while employed at Salomon Whit...

https://stopbrokerfraud.com/2017/01/... 

Richard Coleman Suspended and Fined by FINRA

Aug 22, 2016  · Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 8, 2016 indicate that New York-based Salomon Whitney Financial broker Richard Coleman has been the subject of custo...

https://securitieslawattorneys.net/r... 

SHAWN BURNS Churn Your Accounts? | Securities Lawyer

Aug 04, 2019  · Salomon Whitney Client Brings Arbitration Claim Suggesting Shawn Burns Gave Poor Advice Apparently, on September 18, 2018, a Salomon Whitney Financial client filed FINRA Arbitration #: 18-03247 regarding Shawn Burns...

https://www.securitieslawyer.com/sha... 

Shawn Evan Burns Broker Investigation |The White Law Group ...

Aug 19, 2019  · Shawn Evan Burns, Salomon Whitney Financial in Farmingdale, New York. Are you concerned about investments with Shawn Evan Burns in Farmingdale, New York? If so, the securities attorneys at The White Law Group may be ...

https://www.whitesecuritieslaw.com/s... 

Andrew Spaventa: Investor Complaint Alleges Churning ...

Jun 26, 2018  · Andrew Spaventa has spent four years in the securities industry and has been registered with Network 1 Financial Securities in Huntington Station, New York since September 2017. Previous registrations include Salomon...

https://stopbrokerfraud.com/2018/06/... 

Thomas Diamante - Chief Executive Officer / Founder ...

Salomon Whitney Financial Jan 2008 - Present 13 years 2 months. President Atlas Capital Services, Inc 2000 - 2006 6 years. Greater New York City Area ...

https://www.linkedin.com/in/thomas-d... 

A warm cold caller welcome to Larry Scott of Salomon ...

Feb 17, 2015  · A warm cold caller welcome to Larry Scott of Salomon Whitney Financial LLC. Today’s contestant in “Is Marc Dobin an idiot?” is Larry Scott from the venerable (not) firm of Salomon Whitney Financial. Larry’s c...

https://dobinlaw.com/a-warm-cold-cal... 

Eric Lachow - Managing Director - StraightPath Venture ...

Founder / Chief Executive Officer - Salomon Whitney Financial New York City Metropolitan Area. Michael Felman. Michael Felman President and CEO Of MSF Capital Advisors LLC Brooklyn, NY ...

https://www.linkedin.com/in/eric-lac... 

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